of the SEC. In the case where the securities company prepares the supporting documents for entry into accounts or disclose information in the financial statements inaccurately or incompletely, the
within the period specified in Paragraph 2 shall pay an additional fee at twenty percent of the fee paid incorrectly or incompletely. Clause 8 This Notification shall come into force as from the following
of being remiss of his duties, or perform his duties inappropriately or incompletely due to the fact that the financial advisor has certified the correctness of, and is jointly liable for, such