’ securities trading to prevent its employees from inappropriately using inside information and to prevent conflicts of interest of employees in performing their duty. In this regard, such rules shall be
in order to prevent the employees from inappropriately using inside information and having a conflict of interest in performing their duties. In this regard, such guideline shall be prescribed in
inappropriately regarding securities dealing, the SEC Office may order such securities company to rectify, act or omit to act in compliance with this Notification. Chapter 4 Transitional Provisions Clause 24 A
in sub clause (1) shall be able to prevent: (a) improper modification, disappearance and destruction; (b) using and accessing such stored things wrongfully, inappropriately and unlawfully, especially
providing payment services to clients or the ultimate beneficiary changes materially or inappropriately, or there is a reasonable ground to suspect the reliability, accuracy or completeness of the information
accessing such stored things wrongfully, inappropriately and unlawfully, especially the stored things in respect of client ’s private data, and unrevealed or non-public information; (3) appointing a
any group of shareholders, which will create an advantage over other shareholders or give inappropriately more benefits than other shareholders; 2. being unlikely to be able to protect shareholders