the SEC Office prior to the date on which the SEC Office imposes such suspension or revocation of approval. Chapter 4 Transitional Provisions _____________________ Clause 28 Any person obtaining
exchange imposes penalty of fine on them. “member” under the first paragraph means member of the Stock Exchange or the derivatives exchange, as the case may by. Clause 26 The provisions under Clause 25 shall
audited and affixed with signature in giving opinions in cases where such financial statements have been submitted to the SEC Office prior to the date on which the SEC Office imposes such suspension or
appropriately. The provision under Paragraph 1 shall not be applicable to the case that Stock Exchange or the derivatives exchange imposes penalty of fine on them. 6 Amended by the Notification of the Capital