of Section 317/11 of the Securities and Exchange Act. The Civil Sanction Committee has considered it is appropriate to enforce a civil sanction against the three offenders to whom the SEC notified of
The SEC supports and promotes sustainable investment on a continued basis, emphasizing the importance of business operation and investment in the Thai capital market that takes into account every aspect of ESG principles, from the areas of capital market products and issuers to intermediaries and investors. The SEC also encourages business sectors in the capital market to disclose ESG information to investors for the benefit of investment-decision making through the annual registration statement...
Earlier, the Civil Sanction Committee (CSC) resolved to impose civil sanctions on JKN in a case relating to publishing false or misleading information about JKN, requiring payment totalling
Facebook page "Sadie Levy" impersonates "Betagro Plc." : Unlicensed securities and derivatives business (Disclosure Date : 04/12/2024)
Facebook Page อ้างชื่อ Sadie Levy - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 04/12/2567)
Earlier, the Civil Sanction Committee had resolved to impose a civil sanction on the three offenders who were subject to pay a separate civil penalty and compensate for the benefits that should have
Earlier, the Civil Sanction Committee had resolved to impose a civil sanction on the three offenders who were subject to pay a separate civil penalty and compensate for the benefits that should
Committee has resolved to instruct SEC to impose civil sanction whereby Kitti and Kongpat must pay a separate civil penalty, compensate for the benefits received from committing the offenses, and reimburse
conjunction with Section 244(3) and subject to the penalties under Section 296 and Section 296/2 of the said Act. The Civil Sanction Committee has resolved to instruct SEC to impose civil sanction on
compliance of user account and password. · Providing the identification and authentication measure prior to access to the computer system strictly such as impose hardly password for presumption etc. and