Notification concerning the practical implications for securities companies to ensure that there is no adverse impact on the operations of securities companies, to uphold the integrity and stability of the
effects on the financial statements of undetected misstatements, if any, could be material but not pervasive ( 2.2.1 Circumstances beyond the control of the entity (paragraph number........) ( 2.2.2
appropriate audit evidence and the possible effects are material, but not pervasive, resulting from: ( 2.2.1 circumstances beyond control of the entity (paragraph.........); ( 2.2.2 circumstances relating to
ความเสี่ยงที่อาจเกิดขึ้นและวิธีการบริหารจัดการความเสี่ยง (รวมถึงความเสี่ยงด้านเทคโนโลยีสารสนเทศ) ความเสียหายสูงสุดที่อาจเกิดขึ้นจากการทดสอบ (รวมถึง knock-on effects ที่อาจเกิดขึ้น) ทั้งที่เป็นตัวเงินและ
collusion or supporting such acts of other persons. Division 2 Effects of Possessing of Prohibited Characteristics Clause 32 In case a person possessing the prohibited characteristics under Division 1 is an
persons, for example, seeking or exploiting any benefit for oneself, securities companies or other persons by virtue of own position or committing a fraud in an examination. Division 2 Effects of Possessing
Guidelines 1. Prescription of plan for emergency case which at least has the following details: 1.1 Evaluation of situations both internally and externally that may occur and significantly effects the company
raw materials or products for sale, issues on raw materials (ex, shortage, technological effects on raw material use), the number of raw material distributors, proportions of domestic and overseas
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 30 Notification of the Office of the Securities and Exchange Commission No. Nor Por. 3/2559 Re: Guidelines for Establishment of Information Technology System ______________________ Whereas the Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems...