Section 110 Securities and Exchange Act B.E. 2535 Section 110. A securities company shall open its office for business during business hours and close its office on the days specified by the Office

guidelines for investor contacts; (c) Relevant laws such as anti-money laundering law, law governing commercial banking, etc. The Office will not determine attendance hours of the activities under 2.1 and 2.2

for investor contacts; (c) Relevant laws such as anti-money laundering law, law governing commercial banking, etc. The Office will not determine attendance hours of the activities under 2.1 and 2.2 so

the SEC Office; (2) Documents may be submitted and checked for accuracy and completeness until 15.00 hours; and (3) Appointment with the SEC Office for submitting an application must be made at least

of Section 110 of the Securities and Exchange Act B.E. 2535 (1992) and the first paragraph of Clause 2 of the Notification of the Capital Market Supervisory Board No. TorThor. 88/2552 Re: Office Hours

the Capital Market Supervisory Board No. TorThor. 88/2552 Re: Office Hours and Holidays of Derivatives Business Operators dated 3 August 2009, the SEC Office announces that securities companies and

specified by the SEC Office; (2) Documents may be submitted and checked for accuracy and completeness until 15.00 hours; and (3) Appointment with the SEC Office for submitting an application must be made at

of the Securities and Exchange Commission No. SorNor. 5/2550 Re: Establishment of a Branch Office and Serving Customers by an Asset Management Company outside Its Office Premises and Office Hours

providing trading service for units of foreign collective investment scheme, securities company shall comply with the following requirements: (1) accepting trading order during business hours and on business

units of foreign investment scheme, a securities company shall comply with the following requirements: (1) receiving sale, repurchase or redemption order during hours and days as specified in offering