hosts or seminar organizers arrange for derivatives advisers, being natural persons or natural persons approved by the Office and acting under responsibility of derivatives advisory service providers, to
. Clause 7 If critical functions are outsourced to service providers, intermediaries shall arrange business continuity plan to covers events of disruption of service providers except where intermediaries
major shareholder in The Company, which holds 50.42 % of the company’s total shares. Service providers and service providers have common directors. - Mr. Shen, Kuo-Jung - Chairman of the Board and
Relationship Hwa Fong Rubber Industrial Company Limited is the major shareholder in The Company, which holds 50.42 % of the company’s total shares. Service providers and service providers have common directors
Hwa Fong Rubber Industrial Company Limited is the major shareholder in The Company, which holds 50.42 % of the company’s total shares. Service providers and service providers have common directors. - Mr
Industrial Company Limited is the major shareholder in The Company, which holds 50.42 % of the company’s total shares. Service providers and service providers have common directors. - Mr. Shen, Kuo-Jung is the
Rubber Industrial Company Limited is the major shareholder in The Company, which holds 50.42 % of the company’s total shares. Service providers and service providers have common directors. - Mr. Shen, Kuo
; “Office” means the Office of the Securities and Exchange Commission. (Translation) -2- Clause 3. Except as provided by Clause 5, a securities company may use back office service from any service providers