Bangkok, 29 January 2019 - The SEC has suspended approval for {A} as a capital market investment consultant for a period of three months and 22 days on the ground that she accepted an investor's assignment to make investment decisions for the investor.Following a client complaint, the SEC made further investigation and found that during September 2017 - February 2018, {A}, then working for Asia Wealth Securities Company Limited, had made trading orders before informing the client who did not mak...
be paid through the paying agents. (For further details of the Project, please visit www.start-to-invest.com or tel. 1207 ext. 3).The SEC held "Pay@ modern trade - chase your first million" seminar in
holding other company?s stocks ("holding company"). The amended regulations specify that holding company must hold shares in its subsidiaries that are categorized as its core business (either established in
Bangkok, March 25, 2013 ? The SEC is seeking public comment on proposed regulatory revision governing preparation of financial statements of holding company applying to offer for sale of newly
?Bangkok, March 25, 2013 ? The SEC is seeking public comment on proposed regulatory revision governing preparation of financial statements of holding company applying to offer for sale of newly
Offeror : OSK Investment Bank Berhad | Date of submission of the Statement of Intention : 02/08/2011
Offeror : OSK Investment Bank Berhad | Date of submission of the Statement of Intention : 23/08/2011
Offeror : RHB Capital Berhad | Date of submission of the Statement of Intention : 16/11/2012
Offeror : RHB Capital Berhad | Date of submission of the Statement of Intention : 30/11/2012
Offeror : RHB INVESTMENT BANK BERHAD | Date of submission of the Statement of Intention : 19/07/2013