transaction concerning the trade of TOG shares. 21/06/2018 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a compensation of

transaction concerning the trade of PERM shares. 31/08/2018 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a compensation of

Orbix Trade Company Limited Orbix Trade Company Limited (''ORBIX TRADE'') as a digital asset exchange failed to comply with the rules, conditions and procedures stipulated in the

Bill Trade Co.,Ltd. Between 10 February and 23 April 2003, Bill Trade Co.,Ltd. with other alleged persons operated securities brokerage businesses, soliciting clients to invest in securities listed

Mr. Sompong Wittayaraksan Mr. Sompong Witthayaraksan, former Chairman of S.E.C. Auto Sales and Services Plc. (SECC), conspired with Mr. Somchai Sriphayak, former authorized director of SECC Holding

authorized director of SECC Holding Co., Ltd. (SECC Holding), to embezzle SECC’s money by arranging for an extension of fictitious loans worth Baht 245 million to four nominees through its subsidiary, SECC

CPT Holding Co., Ltd. CPT Holding Co., Ltd. (“CPT Holding”) and two other legal entities ("group of offerors") failed to comply with the regulations as specified by the Capital Market

Mr.Buntoeng Vongkusolkit Mr. Buntoeng Vongkusolkit, a director of Banpu Public Company Limited, has changed his own securities holding and securities holding of East Spring Holding Co., Ltd., a

Orbix Trade Company Limited Between January 30, 2023 to May 30, 2023, Orbix Trade Company Limited ("Orbix"), a digital asset exchange which was named Satang Corporation Company Limited at

trading such share which was not consistent with normal market conditions in order to lure general public to trade such share. SEC Act S.243(2) Settlement Committee Meeting No. 3/2016 Settlement