in favor of the SEC guidelines – and also covers clearer revision of mutual fund schemes. For further details of the public hearing, please visit https://www.sec.or.th/TH/Pages/PB_Detail.aspx
recommendations gathered from the previous hearings on the governing principles taking place in May and June 2017.The consultation paper is available at www.sec.or.th/hearing. Stakeholders and interested parties
SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
issuers sufficient period of time to prepare themselves. SEC has published a hearing document on the above matter on SEC website, available at: www.sec.or.th/hearing. Any involved or interested
involved agreed with the principles proposed by the SEC and added the principle of flexibility, in order that the business operators will be able to put this into practice effectively. The public hearing
fund governance and PVD management via facsimile 0-2263-6333 or email: sumitra@sec.or.th.The hearing on securities business supervision is running until 18 April 2016, and the rest until 21 April 2016.?
how far the arbitral proceeding has been conducted, the arbitrator may mediate the dispute if deemed appropriate. Clause 21. The hearing of evidence shall be conducted confidentially, unless otherwise
conducted, the arbitrator may mediate the dispute if deemed appropriate. Clause 21. The hearing of evidence shall be conducted confidentially, unless otherwise agreed by the parties. The arbitrator shall
securities depository may affect the business operation or interest of members, the securities clearing house or central securities depository shall hold a hearing to receive opinions of members and submit a