shall arrange any statement, caution or information for an advertisement clearly heard or obviously seen, and suitable for presented form. In addition, the intermediary shall attend the importance of

Procedure Act B.E. 2539 (1996) . Clause 39 The SEC Office may not proceed in accordance with the first paragraph of Clause 38 if: (1) the elucidation of the person under consideration has ever been heard

the person under consideration has ever been heard adequately by a panel which comprises of persons with knowledge and experiences in operating business in the capital market or by other relevant

(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 14 Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6...