(IOSCO), such as having the structure for supervising the Association to reflect good corporate governance, setting criteria for member subscription and for member supervision with transparency
/pb_ar_2004.pdf Annual Report 2003 Other Related Entities in order to Ensure Confidence of the Investing Public ● Supervision of Market Intermediaries - Securities Companies - Asset Management Companies
amendments are expected to enhance flexibility and industry adjustment to the fast changing market environment;3. Supervision of Mutual Fund Management: The mutual fund governance structure would be revised to
Enterprise Content Management System (ECM) of the SEC Office; Information from action relating to the supervision and inspection of risks related to business operations. The SEC Office receives the following
Sort by: Relevance Date (Newest) Date (Oldest) SEC public hearing on proposed revision to supervision of digital asset custodial wallet providers Pursuant to the Ministerial Notification concerning
(Newest) Date (Oldest) SEC public hearing on proposed revision to supervision of digital asset custodial wallet providers Pursuant to the Ministerial Notification concerning Approval for Undertaking of
supervision of securities clearing houses and central securities depositories as follows: (1) good governance and organizational structuring, as detailed in Chapter 2; (2) risk management, as detailed in
://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10160 SEC Thailand’s Public Hearing on Regulatory and Supervision of New Digital Asset Businesses https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=482 SEC
) aspx ( 54 ) Microsoft Excel ( 8 ) Microsoft Word X ( 3 ) More >> http://172.19.1.196:8983/solr/secweb/select?q=power manage OR "power management" OR "strength administration" OR "strength leadership" OR