, failed to maintain its capital funds in compliance with the criteria prescribed by the Capital Market Supervisory Board. Specifically, during the period from 24 January 2025 to 19 February 2025, FPAM made
, failed to timely notify the Office, unit holders, clients, or the provident fund committee of its inability to maintain its capital funds, including the causes thereof and the suspension of its business
information about the funds’ investment plans to trade securities for her personal or other persons’ gains (front running). The Criminal Court dismissed the lawsuit. SEC Act S.315 in conjunction with 311
using information about the funds’ investment plans to trade securities for his personal or other persons’ gains (front running). The criminal case is closed because the alleged offender died. SEC Act
funds in gold futures. They also engaged in solicitation and publicity activities through a Facebook page named Kridtapon Petkeawna. Accordingly, such conduct constitutes operating as a derivatives fund
IBS Intensive Co., Ltd. During 17 November 2021 – 3 May 2022, IBS Intensive Co., Ltd. provided services or held itself out to the public that it would invest funds in digital assets. The company also
, failed to suspend its securities business operations during the period from 24 January 2025 to 3 February 2025 when it was unable to maintain its capital funds. In this regard, FPAM suspended its business
manage private funds in compliance with the rules, conditions, and procedures prescribed by the Capital Market Supervisory Board. Specifically, Lief Capital maintained deficient procedures for the analysis