) “mutual fund merger” means merger of two mutual funds or more into a new mutual fund established to purchase or accept the transfer of assets, rights and duties of former mutual funds as specified in the

former property fund manager; (c) the holding of position as prescribed in the second paragraph of Clause 6; (2) pay the renewal fee as prescribed by the notification of the Office of the Securities and

name ] filed on Position in the Company Director [ ] President [ ] President and Independent Director [ ] President Independent Director and Member of Audit Committee [ ] Director [ ] Independent

the approval, which will be expired on date ………………… month …………………..….. B.E. ………………….…. The application for renewal of the approval is submitted in 60 days or more prior to the expiration date. Part 4

management” means a deputy manager, an assistant manager, a division director, a branch manager, and any persons holding equivalent position called otherwise and such person shall be responsible for services

: ....................................................................................................................... Spouse’s workplace: ............................................................................................................... Spouse’s position

any securities; “general advice” means giving advice to any person regardless of the purpose of investment, financial position and desire of such person; “specific advice” means giving advice to any

exposure is acceptable or not. The Client should also consider a potential of return on acquiring a position, amount of premium and transaction fees and possible losses. 3.2 Fees on Derivatives Trading Prior

Office of the SEC regarding Approval of Auditors , from....(date)……. until ....(date)……, I hereby wish to inform the change of the audit firm to which I am attached, from …….…(name of the former audit firm

........................................................... 1. ข้อมูลตำแหน่งที่ปฏิบัติงาน ( กรรมการ ( ผู้บริหาร ( ผู้มีอำนาจควบคุมกิจการ 2. ข้อมูลทั่วไปของเจ้าของประวัติ 2.1 ชื่อ ชื่อสกุล First name Last name ชื่อ-ชื่อสกุลเดิม (ถ้ามี) Former name (if any) 2.2