) notifying the rules on providing consultation of investment under the law on securities and exchange to the foreigner for acknowledgement; (4) giving the foreigner’s name and address to the client for the
institutional investor under section 3 of the Derivatives Act, B.E. 2546 (2003) and those mentioned in subsection (1) to (8) above hold total shares of more than 75 percent of all voting shares; (10) a foreign
of more than 75 percent of all voting shares; (12) a foreign investor of similar characteristic as the persons defined under Section 3 of the Derivatives Act, B.E. 2546 (2003) or those under (1) to (11
total voting shares; (23) foreign investor having characteristics similar to the investors under (1) to (22); (24) fund manager or derivatives fund manager in accordance with the Notification of the
-five percent of the total shares with voting right; (o) a foreign investor of the same characteristics as those under (a) to (n) mutatis mutandis ; (5) “ retail client ” means a client other than
foreign investor of the same characteristic as that of the investor under (1) to (14) mutatis mutandis ; “retail client” means a client other than an institutional client; “inside information” means the