firm 7) Annual Financial Statements or the Profit and Lost Statements for the last three years in case of audit firm established as juristic person. Original: 0 copy Photocopy: 1 copy Remarks: (1) Sign

) Annual Financial Statements or the Profit and Lost Statements for the last three years in case of audit firm established as juristic person. Original: 0 copy Photocopy: 1 copy Remarks: Sign to certify on

the profit and loss statement for the three most recent years in the case where the audit firm is established in the form of a group of persons; (8) Certification and consent letter of the audit firm

Statements for the last three years in case of audit firm established as juristic person. Original: 0 copy - (Unofficial Translation) 5 Step Type / Number and Additional Details (if any) Issued by Governmental

without subject to regulations of this Notification. Clause 6 In this Notification: (1) “audit firm” means an audit firm where an auditor is attached and conduct audit work for; (2) “financial institution

Notification: (1) “audit firm” means an audit firm where an auditor is attached to and conducts audit work for; (2) “financial institution” means: (a) a commercial bank, finance company or credit foncier company

UNOFFICIAL TRANSLATION Certification and Consensus of Audit Firm Date ........ Month ....................... Year ............... Dear Secretary-General of the Office of the Securities and Exchange

(UNOFFICIAL TRANSLATION) (Updated 2015) 4. Certification of Leader of Audit Firm Date ........ Month ............ Year.......... To: Secretary-General Office of the Securities and Exchange Commission

แบบแสดงราการข้อมูลประจำปี UNOFFICIAL TRANSLATION Notification of the Change of Audit Firm Date ....... Month ............ Year ....…. Dear Secretary-General of the Office of the Securities and

where the home regulator is established; (4) a letter appointing a brokerage firm to perform duty as a representative responsible for the trading of units of ASEAN Collective Investment Scheme in Thailand