undertaking derivatives business. Clause 2. This Notification shall come into force as from 1 December 2008. Notified this 5th day of November 2008. (Vijit Supinit) Chairman The Securities and Exchange

of the fourth paragraph or the fifth paragraph shall be subject to revocation by the Office of the approval given for such auditor. (As amended by Section 6 of the Securities and Exchange Act (No.2

mutandis . Clause 5. This Notification shall come into force as from 16 November 2008. Notified this 5th day of November 2008. (Vijit Supinit) Chairman The Securities and Exchange Commission

Notification shall come into force as from 1 April 2005. Notified this 5th Day of January 2005 (Mr. Somkid Jatusripitak) Minister of Finance Chairman of the Securities and Exchange Commission Remark: The

Notification shall come into force as from 1 December 2008. Notified this 5th day of November 2008. (Vijit Supinit) Chairman The Securities and Exchange Commission Remarks : The rationale for issuing this

5th day of November 2008. (Mr. Vijit Supinit) Chairman Securities and Exchange Commission Remarks : The reason for issuing this Notification is that it deems appropriate to modify the qualifications of

securities company shall send a report on a client’s assets as of the last business day of each month to the client within the fifth business day of the following month, except the month where no transaction