in writing. Chapter III Mediation of Dispute ________________________ Clause 12. In cases where the claimant expresses the intention to request the Office to mediate the dispute prior to commencing the

institutional investor ; (2) a high net worth investor who is juristic person and expresses its intention, in writing, not to be assessed such suitability; (3) the client who wishes to invest in the investment

net worth investor who is a juristic person and expresses its intention in writing not to participate in the suitability assessment of investment or transaction; (3) a client who wishes to invest in

or their assigned persons with whom the intermediary communicates and provides services; (4) a procedure for monitoring and inspecting communication and provision of services, namely: (a) monitoring