measures for balancing the power between the Board of Directors and the Management in (1) increasing the proportion of independent directors to more than half, or (2) appointing an independent director to

the amount determined by the Derivatives Exchange and are unable to offset such excessive position as informed by their derivatives agents will be exposed to the similar foregoing risk. 3.4 Risk

have committed predicate offences or money laundering offences under the Thai or foreign laws, including their associates; (2) list of name of politically exposed persons (PEPs), either Thai or foreign

pursue skill and knowledge enhancement on a regular basis to be able to handle ever-increasing innovations in the securities business. This will not only benefit investor contacts in their performance of

the Office shall be positive. In case where the securities company increase its paid-up capital after the issuance of the latest financial statement, such increasing shall be calculated in the

shall be positive. In case where the derivatives broker increase its paid-up capital after the issuance of the latest financial statement, such increasing shall be calculated in the shareholder’s equity

. Stocks right and warrants means value of right issued by the company to the holder in order to purchase an ordinary share or preferred share, including shares issued for increasing paid-up capital warrant

กฎหมายฟอกเงิน ไม่ว่าจะเป็นกฎหมายไทยหรือ กฎหมายต่างประเทศ (2) รายชื่อบุคคลที่มีสถานะหรือมีความสัมพันธ์เกี่ยวข้องกับการเมือง (politically exposed persons หรือ PEPs) หรือบุคคลที่มีความเกี่ยวข้องกับบุคคลดัง

risk assessment to identify the operation of the Company or the subsidiaries exposed to potential corruption involvement; (2) Guidelines for controlling, preventing and monitoring corruption-related

actions already taken in accordance with the anti-corruption policy in the following matters: (1) Business risk assessment to identify the operation of the Company or the subsidiaries exposed to potential