and documents submitted or presented or the explanations to elaborate or clarify in accordance with the first paragraph shall be complete and accurate.

company shall prepare financial statements as prescribed in the forms and explanations as attached hereto. Clause 4/1 In the case of a securities company in Clause 4 which obtains a securities business

Commission concerning Forms for Financial Statements of Securities Companies , issued by virtue of the Securities and Exchange Act B.E. 2535 (1992) and shall proceed according to the explanations as attached

businesses of the majority shareholder materially, the Company should explain the structure or condition of such relationship including the characteristics of business linkage. Clarifications on the said

condition of such relationship including the characteristics of business relationship. Clarifications on the said matters should include a comprehensive flowchart of the overall business structure of the

against other businesses of the major shareholder materially, the Company should explain the structure or condition of such relationship including the characteristics of business linkage. Clarifications on

-TH MRF MoU properly, the SEC would like to provide clarifications as follows: (1) Thai AMC applying for an expedited review of application for the establishment of a Thai Feeder Fund investing in a

agreement on appointment of representative in writing. Clause 19 An intermediary shall arrange a securities borrowing and lending agreement which contains the descriptions and essences as specified under

19 An intermediary shall arrange a securities borrowing and lending agreement which contains the descriptions and essences as specified under Clause 20 or Clause 21, as the case may be. Clause 20 A

recorded from the use of critical information systems . Logging descriptions Category of logs Minimum Logging Details Minimum Period of Retention Physical Access Logs Name of access persons, Dates, Times and