The Derivatives Act The Derivatives Act B.E. 2546 SECTION 16. A derivatives business operator shall be a limited company or a public limited company, except for a derivatives advisor which may be an
particular category of securities business, except for a security company operating securities business in the category of securities dealing or securities underwriting or operating securities business in any
purchasing or selling orders from customers outside its head office or branch offices unless otherwise specified by the Office; (7) purchase or hold shares, except: (a) those acquired in the course of
securities companies, an officer of the Bank of Thailand or of the Office, except in cases where: (a) an appointment is made with the approval from the SEC for the purpose of assisting in the operation of a
complied with requirements in this Notification. Clause 4. Securities company shall not be allowed to provide trading service for units of foreign collective investment scheme except where the following
by the Securities and Exchange Act (No. 4) B.E. 2551 (2008) stipulates that no securities companies shall engage in any other business which is not a licensed securities business, except when an
licensed securities business, except when an approval has been granted by the Capital Market Supervisory Board. For the purpose of expanding business opportunity for securities companies, the Securities and
derivatives exchange shall pay the SEC Office Baht 2,000,000 annual fee for business undertaking within 31 January of every year except the first year of license, the licensee shall pay fee on effective date of
Exchange Commission 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak Bangkok 19000, Thailand Hotline: 1207, Tel: +66 2033 9999 Remarks: (1) Business days from Mondays to Fridays except holidays specified by
Securities and Exchange Commission 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak Bangkok 19000, Thailand Hotline: 1207, Tel: +66 2033 9999 Remarks: (1) Business days from Mondays to Fridays except holidays