compliance with this Notification, the SEC Office shall be empowered to stipulate in detail the criteria for the following matters: (1) details on liquid assets and insurance and use of such assets for the
of other activities as assigned by the Board of Directors with the consent of the Audit Committee. To perform such duties completely, the Audit Committee is empowered to call in or ask the Management
of such intentioin to the SEC Office is not required to comply with the provisions under Clause 3 and Clause 4. The SEC Office shall be empowered to require the derivatives broker under the first
Securities and Exchange Commission concerning Maintenance of Financial Condition of Licensed Derivatives Brokerage. The SEC Office is empowered to require the securities company under the first paragraph to
Financial Condition of Licensed Derivatives Brokerage. The SEC Office is empowered to require the securities company under the first paragraph to submit any necessary document or report within the appropriate
details in the application together with evidentiary documentation, is empowered to order the applicant to elucidate or deliver an additional evidentiary documentation as deemed appropriate within a
documentation. Clause 7 In deliberating an application, the SEC Office is empowered to give a written notice calling an applicant to provide an explanation or submit additional evidentiary documentation as deemed
Notification of the Securities and Exchange Commission re: Maintenance of Financial Condition of Licensed Derivatives Broker. The SEC Office is empowered to require the securities company under the first