has an interest, whether directly or indirectly, in such mutual fund or management company in a manner that may cause unfair, non-impartial and non-independent in arranging the mutual fund rating; (8

. In the case that the cloud computing was employed to carry out critical activities , the intermediary shall ensure that at least the following matters is in place: 3.1 establish the policy on the use

holding or non-holding company, is required to disclose material information in the following matters: (1) Monitoring system for the board of directors to oversee the management and operation of the

ethics and professional standards of conduct. In the case where the performance of duty involves non-public information, operational rules for the prevention of the disclosure of confidential information

securities for sale to a Thai trust fund or has issued non-voting depositary receipts (NVDR) with the Company’s shares as the underlying securities, specify the amount of shares and clarify the impact on the

Auditing (year) Spouse/ workplace Children CPA License Federation of Accounting Professions Membership Full-time Non-full-time Names and Last names /workplace Age (years) 1. 1. 2. 3. 2. 1. 2. 3. 3. 1. 2. 3

Thailand Name of foreign collective investment scheme (CIS): Type of arrangement: ( ASEAN Collective Investment Scheme for non-retail investors (NRI CIS) ( ASEAN Collective Investment scheme for retail

investment scheme offered in Thailand Name of foreign collective investment scheme (CIS): Type of arrangement: ( ASEAN Collective Investment Scheme for non-retail investors (NRI CIS) ( ASEAN Collective

(ระบุชื่อบริษัท Outsource) ( 1) บริษัทในเครือที่เป็นบริษัทจดทะเบียนในตลาดหลักทรัพย์ฯ ( listed company )* ( 2) บริษัทที่ได้รับใบอนุญาตประกอบธุรกิจหรือขึ้นทะเบียนกับ ก.ล.ต. (ตัวกลาง) ( 3) บริษัททั่วไป (non

include it as part of the package of this form NRI CIS Application Form To: Secretary-General Securities and Exchange Commission, Thailand Re: Application to offer NRI CIS to non-retail investors in