information about the funds’ investment plans to trade securities for her personal or other persons’ gains (front running). The Criminal Court dismissed the lawsuit. SEC Act S.315 in conjunction with 311
using information about the funds’ investment plans to trade securities for his personal or other persons’ gains (front running). The criminal case is closed because the alleged offender died. SEC Act
Mr.Anya Khanthavit Mr.Anya Khanthavit, Independent Director of Electricity Generating Public Company Limited [“EGCO”], has the duty to prepare and disclose a report regarding his holding securities
from the funds transferred to his personal bank accounts. The acts of Mr. Ngeonwasawat are liable to operating derivatives business without license in contravention of Section 16 of the Derivatives Act
Mr. Eric Jordan or Mr. Eric Jack Jordan Mr. Eric Jordan or Mr. Eric Jack Jordan as director of Professional Portfolio International Ltd. (PPI) and personal capacity colluded with other alleged
, (3.) Mr. Pinyo Ruckapunmetee, (4) Mr. Phakpoom Termsereekul, (5) Mr. Sittichai Phonsap-anan, (6) Mr. Sathaporn Phothong, (7) Mr. Suwit Cheewatham, and (8) Mr. Phongpat Cheewatham – with personal
Utokyota, (3.) Mr. Pinyo Ruckapunmetee, (4) Mr. Phakpoom Termsereekul, (5) Mr. Sittichai Phonsap-anan, (6) Mr. Sathaporn Phothong, (7) Mr. Suwit Cheewatham, and (8) Mr. Phongpat Cheewatham – with personal