Derivatives Business Operators Association, dated 31 October 2023: (https://publish.sec.or.th/nrs/9899s.pdf).                   (2) The Notification of the Capital Market Supervisory Board

clients.SEC has drafted a regulations in accordance with the principles from the public hearings, incorporating the suggestions of the business operators.  In addition, SEC has revised the criteria for the

SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to

long information disclosure forms. This idea was well supported from both business operators and investors. SEC is therefore seeking opinions on the draft notification before it becomes into effect

derivatives business operators is determined by the types of license packages, each permitting a scope of various business undertakings. For example, Type A Securities Business License requires the minimum paid

opportunities for established and potential business operators to maximize the use of FinTech in developing financial and investment services with less legal limitations and more efficient information access.SEC

Protection Policy applies to the business operators who have been licensed by the SEC Office, the market professionals who have been approved by the SEC Office, other persons approved by the SEC Office, as