intermediary under receivership by court order for the benefit of managing the clearing and settlement of derivatives or securities of clients, and for the management of clients’ assets having no obligations
all committee members shall not be executives, staff members, or employees of the derivatives clearing house or its affiliate; (4) set up a unit for managing risks according to policies concerning risks
taking into account the best interest of unit holders. In addition, the applicant shall comply at least with the following criteria: (1) no reasonable doubt of the applicant’s financial position which may
shall not be executives, staff members, or employees of the securities clearing house or its affiliate; (2) set up a unit for managing risks according to policies concerning risks, provided that payment
considering the purchase of units of foreign collective investment schemes should understand the concept and principles of the foreign collective investment schemes. If you are in any doubt, you should consult
disclosed. • Name of the asset management company managing the master fund (if any) • Investment management strategy such as: − aiming to achieve performance by tracking the benchmarks (passive management
you are in any doubt, you should consult your local intermediary, local representative, or CIS operator. The copy of this registration statement has been registered with the Office of Securities and
of units of foreign collective investment schemes should understand the concept and principles of the foreign collective investment schemes. If you are in any doubt, you should consult your local