the year 2014. Such action was done to deceive other persons of the true financial position and operating results of AIE. This case is in the process of inquiry by the court. SEC Act S.312 Criminal
year 2014. Such action was done to deceive other persons of the true financial position and operating results of AIE. This case is in the process of inquiry by the court. SEC Act S.312 Criminal
control the system concentration limit not concise and does not manage the mutual fund management program as approved. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code
73.22 percent compared with the 1st quarter of 2015 and 35.29 percent compared with the 4th quarter of 2015 that was disclosed to the public on 11 May 2016 (at 17.12 hrs). Therefore, such act was done in
2016; and - Mr. Permsin Yongvongpaiboon's account on 19-23 September 2016, 3 October 2016, 12-13 October 2016 and 3, 7, 9, 10 and 14 November 2016. Therefore, such acts were done in a way to
. Permsin Yongvongpaiboon's account on 19-23 September 2016, 3 October 2016, 12-13 October 2016 and 3, 7, 9, 10 and 14 November 2016. Therefore, such acts were done in a way to take advantage of other
in the digital asset exchange by non-compliance with the Listing Rule approved by the SEC and disregard for the conflict of interest prevention measure. DAB Act S.94 Settlement Committee Meeting No