log-on and enforce password 24 changes at least once every six months; (5) prevent previously used passwords; (6) not display passwords on the screen while being entered; (7) store password files in
, the amended financial statements and the report of the amendment must be disclosed publicly via SETLink by 19 December 2024. ____________________ Remark: * SEC News No. 198/2024 headline: SEC files a
In case the customer files a complaint to the SEC Office which delivers the complaint to a derivatives broker, the derivatives broker shall report the results to the Office within thirty days from the
In case the customer files a complaint to the SEC Office which delivers the complaint to a derivatives broker, the derivatives broker shall report the results to the Office within thirty days from the
information in this papers are correct complete and carefully making respectively which is most important concerned about the benefits of all the shareholders. It contains no misleading information which may
Audit Committee and/or directors of the company which are different from those of the Board of Directors - None - The Company is confirmed that all the information in this papers are correct complete and
of the Board of Directors - None - The Company is confirmed that all the information in this papers are correct complete and carefully making respectively which is most important concerned about the
appointment for examination of the working paper and the audit quality control system and specify the list of working papers to be examined; - On-site inspection, notify and confirm the issues found verbally
files the Registration Statement and draft prospectus together with filing the application to obtain approval, it shall be deemed that the submitted Registration Statement is the evidentiary documentation
deemed final. Clause 4 When a customer files a complaint to the SEC Office which sends the complaint to a securities company, the securities company shall solve the problem prescribed in the complaint