discovers that a holding of a person or an associated person does not comply with the ratio or requirements set out by this Notification, the approved applicant shall; (1) forthwith notify the said person of
approved by the meeting of shareholders as well. 5. Approval of the appointment of Discovers Management Company Limited, a financial advisor, approved by the Securities and Exchange Commission (SEC) as an
Clause 6 In case where the facts become apparent that the SEC Office discovers any of the following suspicious circumstances, the SEC Office may not grant approval for the offer for sale of securities
and guideline specified by securities company. Clause 12. In case where the SEC Office finds that any securities company violates or fails to comply with this Notification or guideline specified by
operational guidance prepared by the securities company. Clause 12 In case the SEC Office finds that any securities company violates or fails to comply with this Notification or guidance prepared by a
redeeming units of foreign collective investment scheme managed by such CIS operator. Clause 10 In the case where the SEC Office finds that any securities company violates or fails to comply with this
) SANCTIONS.—If the Board finds, based on all of the facts and circumstances, that a registered public accounting firm or associated person thereof has engaged in any act or practice, or omitted to act, in
due diligence so as to determine the amount of capital expenditure and working capital necessary to increase the Company’s production rate up to 100,000 tons per month and finds the result of the due
amount of capital expenditure and working capital necessary to increase the Company’s production rate up to 100,000 tons per month and finds the result of the due diligence satisfactory; (d) Link Capital I