discovers that a holding of a person or an associated person does not comply with the ratio or requirements set out by this Notification, the approved applicant shall; (1) forthwith notify the said person of

approved by the meeting of shareholders as well. 5. Approval of the appointment of Discovers Management Company Limited, a financial advisor, approved by the Securities and Exchange Commission (SEC) as an

Clause 6 In case where the facts become apparent that the SEC Office discovers any of the following suspicious circumstances, the SEC Office may not grant approval for the offer for sale of securities