recording device. Clause 17 A securities company shall not trade securities by using inside information in such a way that takes advantage of outside persons or disclose such inside information for other
Commission ______________________________________________________________________ Remark : The rationale for issuing this Notification is to ensure that the person granted a license to be derivatives broker
. Notified this 12th day of March 2008. -Signature- (Mr. Thirachai Phuvanatnaranubala) Secretary-General The Office of the Securities and Exchange Commission Remark : The rationale for issuing this
this 4th day of February 2008. (Mr. Thirachai Phuvanatnaranubala) Secretary-General The Office of the Securities and Exchange Commission Remark: The rationale for issuance of this Notification is to
) Chairman Securities and Exchange Commission ______________________________________________________________________________ Remark : The rationale for promulgation of this Notification is that the Securities
. (Thirachai Phuvanatnaranubala) Secretary-General Office of the Securities and Exchange Commission __________________________________________________________________ Remark: The rationale for issuing this
regardless of textual matters, pictures, sounds, signs or any symbol, and whether making through medias or any device. “ sale promotion ” means providing incentive gifts, rights or other benefits to a client
server device network device etc. in the computer centre or prohibited zone and identifying right for computer centre. [M] · In case of unauthorised person may have a necessary to in the computer centre
___________________________________________________________________ Remark : The rationale for issuing this Notification is to prescribe the rules for appointing or allowing director, manager or person with power of management of one securities company to be or
September 2009. Notified this 3rd day of August 2009. -Signature- (Vijit Supinit) Chairman Securities and Exchange Commission _____ _____ Remark : The rationale for issuing this Notification: As the