their profession duties with loyalty* by making unauthorized investment without client’s permission, and order or consent on making fake documents. While {B} failed to properly discharge his

perform duties or provide services with loyalty by committing wrongdoing against investor assets. Both cases constitute prohibited characteristics for personnel in the capital market business under the

providing services to clients with loyalty while applying knowledge and skills with discretion as professional. In the case of SKFM, SEC ordered the company, a small-sized asset management company whose

said: ?The bond market is one of the three pillars of the Thai economy apart from equity and commercial banking industries. During the past two decades, the bond market has experienced significant growth

academic stages for interesting issues for exchange of views, and supports development and application of innovations and technology in capital market processes. SEC will monitor progress in aspects and

needs. As such, intended outcomes from the supervision and development of the Thai capital market will be achieved.     Rapee Sucharitakul, SEC Secretary-General said that the SEC Board has approved the

provided that there is an investment limit for each member;  (4) Promotion of investment diversification to be in line with international standards and market development. This includes determination of

investment units as new savings options and fostering the development of the Thai capital market. The event was led by Mr. Pichai Chunhavajira, Deputy Prime Minister and Minister of Finance, along with Mr

and startups to raise fund through crowdfunding and private placement. This approach also aims to promote SMEs and startups to strengthen their adaptability and participate in business development in