. The policy is acknowledged and accepted for practices as a part of the organization’s culture. 7. The organization identifies risks to the achievement of the objectives across the entity and analyses

discovers that a holding of a person or an associated person does not comply with the ratio or requirements set out by this Notification, the approved applicant shall; (1) forthwith notify the said person of

approved by the meeting of shareholders as well. 5. Approval of the appointment of Discovers Management Company Limited, a financial advisor, approved by the Securities and Exchange Commission (SEC) as an

, 2012. 9 Clause 23.6 When an appeal has been accepted, the department in charge of appeal consideration shall prepare a memorandum on consideration of appeal which clearly identifies the matter of appeal

Clause 6 In case where the facts become apparent that the SEC Office discovers any of the following suspicious circumstances, the SEC Office may not grant approval for the offer for sale of securities

restrictions of transfer of such sukuk; (4) to have the sukuk issued under this Clause included in the category which identifies the names of the holders. Chapter 4 Offer for Sale of Sukuk to Investors in

; - 9 - SEC Classification : ใชภ้ายใน (Internal) (2) Shareholding diagram of the group of companies that identifies the shareholding proportions and the voting rights (if different from the shareholding