the standards established by an international organization concerning capital market supervision, each securities clearing house and central securities depository shall follow principles in the
depository” means any central securities depository under the law on securities and exchange; “Depositor” means a person approved by the central securities depository or the Bank of Thailand to make securities
securities borrowing and lending (SBL); “Central securities depository” means any central securities depository under the law on securities and exchange; “Depositor” means a person approved by the central
warrants, derivatives warrants, depository receipts on Thai securities and unit trusts of real estate investment trust” Clause 2. The following provision shall be added as (4) of Clause 3 of the Notification
deposited with other securities companies or deposited with the securities depository. (Translation) - 2 - Clause 3. A securities company may undertake short sales for itself or for a customer only in the
; (3) 1 2”securities” means shares, debentures, bills, sukuk, share warrants, debenture warrants, derivatives warrants and depository receipts ;” (4) “securities underwriter” means a securities company
-up shares with voting rights of the company being held; (3) 12”securities” means shares, debentures, bills, sukuk, share warrants, debenture warrants, derivatives warrants and depository receipts ;” (4
shares or non-voting depository receipts which have shares as underlying, a securities underwriter shall not make an allotment to a subsidiary company of the issuer of such shares or underlying shares
holders. “Central securities depository” means any central securities depository under the law on securities and exchange; “Margin account” means an account of client’s loan for securities purchasing or
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