to another person, such delegation shall be in compliance with the following rules: (1) The person delegated to proceed such management shall be a person who is licensed to provide the services of
: ___________________________________________________________ Tel No.: _____________________________ Fax No.: _________________________ Page 7 of 9 Form 35 – ARFP CIS Part H: Delegation or Sub-delegation of Functions by CIS Operator 26) Is any function of the
: ___________________________________________________________ Tel No.: _____________________________ Fax No.: __________________________ Page 7 of 9 Form 35 – HK-TH MRF Part G: Delegation and Sub-delegation of Functions by Hong Kong Covered Management Company
-conditions or post-conditions in respect of the closure of the branch office. Clause 7. In providing services, where there is a delegation of duties to a third party, a branch office shall receive prior
by the Office to ensure compliance with the law; (4) Pre-conditions or post-conditions in respect of the closure of the branch office. Clause 7. In providing services, where there is a delegation of
fund, the asset management company should arrange to have a system to verify and certify the asset value of the fund which has been conducted by the mutual fund supervisor. 3.3.6 Delegation of the
) delegation of trust management (if any); (g) advanced payment made by asset trustee or sukuk trustee for a trust (if any); (h) preparation for financial statements of a trust; (5) particulars relating to an
Service Agreement with HCDS. The delegation of the Audit Committee to investigate such transaction was resolved by the Board without the participation of directors who have conflict of interest and held no
delegation of the Bank of Thailand; “Notification on Standard of Business Operation” means the Capital Market Supervisory Board Notification concerning Standard Conduct of Business, Management Arrangement