Microsoft Word - S_2019_GRC-02_025_S43 Share Acquisition_EN Page 1 – Translation – GRC-02/2019/025 11 December 2019 Subject: Report of the Asset Acquisition To: President The Stock Exchange of
Exchange Commission No. KorThor. 43/2543 Re: Rules, Conditions and Procedures for Dealing of Debt Securities By virtue of Section 14 and Section 114 of the Securities and Exchange Act B.E. 2535 (1992), the
work unit and personnel responsible for proprietary trading. Clause 7. Securities company shall separate work unit and personnel responsible for securities dealing (front office) from work unit and
from both securities business and derivatives business, due to a decrease in SET average daily trading volume and TFEX trading volume of retail investors. 1.2 Fees and Service income The Company’s fee
securities business of Baht 706 million, Brokerage fees from derivatives business of Baht 211 million. The decrease in Brokerage fee income was mainly due to a decrease in average daily trading volume of the
derivatives business of Baht 233 million. The decrease in brokerage fee income was from securities business due to a decrease in SET average daily trading volume of retail investors. 1.2 Fees and Service income
decrease of 43 percent compared to the first quarter of the previous year, mainly from a decrease in SET and TFEX average daily trading volume. 1.2 Fee and Service income The Company’s fee and service income
according to the obtained license at a fixed rate or a rate based on business volume, as the case may be, as specified in this Notification. The licensee shall pay only the fee for the license that has been
Capital Market Supervisory Board No. TorThor. 92/2552 Re: Rules, Conditions and Procedures for Brokerage and Dealing of Foreign Securities (No.2) ----------------------------- By virtue of Section 16/6 and