4 Companies should determine a recovery objective to restore normal operations (5) Division 5 Companies shall arrange business continuity planning for supporting business continuity (6) Division 6
exchange. (4) require variation margin from the client in order to restore the amount of initial margin available when the margin rate or value is below the maintenance margin rate or value prescribed by the
relevant to restore such data should also be stored. 8.4 Logging and Monitoring Objective: To completely record events and sufficiently generate evidence on the use of information systems for inspection of a
เป็นต้น ผู้ประกอบธุรกิจควรตรวจสอบทรัพย์สินนั้นว่าได้มีการลบ ย้าย ทำลายข้อมูลเกี่ยวกับการปรับแต่ง (configuration) ที่สำคัญ หรือปรับค่าดังกล่าวกลับไปสู่ค่าตั้งต้น (restore from factory) ด้วยวิธีการที่ทำให้
which this Notification comes into force. (2) In case of holding derivatives position, the derivatives broker may continue the holding for the remaining period and shall not extend or renew such contract
) Enter into a new custodian agreement; (2) Renew the existing custodian agreement; (3) Other acts specified by Notification of the Office. Clause 11. The custodian granted with an approval under this
renew an approval to be listed in the register of person qualified to be property fund manager. In case where the person obtained approval for renewal to be listed in the register of person qualified to
registered as a qualified fund supervisor seeks to renew its registration, such person shall submit an application as per form 121-1, as attached to this Notification, together with related documents to the
to renew an approval to be investor contact. In case the investor contact obtained approval for renewal requests for the letter showing the result of the renewal application referred in the second
appropriated within specified period. If such person fails to comply or proceed as required, the Office shall deem that such person does not intend to renew an approval to be listed in the register of person