Line "AI Smart Contract" : Unlicensed securities and derivatives business (Disclosure Date : 25/08/2025)
Facebook page "Gold futures contract" impersonates "HUA SENG HENG Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 17/06/2025)
Application Upbit Deal (assuming the appearance of licensed business operator by using the logo of Upbit Exchange (Thailand) Co., Ltd.) : Unlicensed digital asset business (Disclosure Date : 29/12
) Additional rules for exchange traded funds (ETFs) Additional rules for property sector funds Money Market Funds with constant NAV (MMF constant NAV https://www.sec.or.th/EN/Pages/LawandRegulations
cause volatility in both money and capital markets at any time. This is despite the success of an agreement to “Phase One” of the trade deal, reached in January 2020. Market Risk in Trading Book
) (Synopsis) 23/01/2007 16/03/2007 4. Report/Form (Notification of Securities and Exchange Commission) Form EF-1 Agreement of Submitting of Electronic Data Contact The Securities and Exchange Commission
. 38/2553 Rules for Custody of Customer Assets and Essential Details of Custody Agreement (Synopsis) 15/09/2010 01/10/2010 Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi
(Notification of Securities and Exchange Commission) (Synopsis) 23/01/2007 16/03/2007 6. Report/Form (Notification of Securities and Exchange Commission) Form EF-1 Agreement of Submitting of Electronic Data 7