procedures as specified in the notification. In this regard, Bitazza insufficiently provided the system to ensure that Bitazza could know and verify the true identity of its customers, including acquiring

Bitazza could know and verify the true identity of its customers, including acquiring adequate information for customers’ risk assessment. DAB Act S.94 in conjunction with 30 Settlement Committee Meeting

Mr. Tanat Plengsrisuk Mr. Tanat Plengsrisuk allowed Mr. Tikhamporn Plengsrisuk (his father), to use his securities trading account to conceal identity of Mr. Tikamporn on 14 May 2020 who was knew or

Mr. Anurag Baheti Mr. Anurag Baheti, Senior Manager - Finance & Accounts of Polyplex (Thailand) Public Company Limited (“PTL”), knows the information on PTL’s performance in the consolidated and

. Pranay Kothari, an Executive Director and representative of juristic person of PCL, and Mr. Manish Gupta, Chief Financial Officer of PCL, know the information on PTL’s performance in the consolidated and

(Asia) Pte. Ltd. (“PAPL”) and Polyplex (Thailand) Public Company Limited (“PTL”), and Mr. Manish Gupta, Chief Financial Officer of PCL, know the information on PTL’s performance in the consolidated and

(Thailand) Public Company Limited (“PTL”), and Mr. Pranay Kothari, an Executive Director and representative of juristic person of PCL, know the information on PTL’s performance in the consolidated and

Polyplex (Asia) Pte. Ltd. Polyplex (Asia) Pte. Ltd. (“PAPL”) knows the information on Polyplex (Thailand) Public Company Limited (“PTL”)’s performance in the consolidated and standalone financial

consolidated and standalone financial statements of Q4/2016 through monthly financial statement of January and February 2016. The information is material to changes in the prices of PTL shares which has not yet

PTL’s performance in the consolidated financial statements of Q4/2016 through monthly financial statement of January and February 2016 to buy 465,000 PTL shares in Mr. Rahul’s securities trading account