control the system concentration limit not concise and does not manage the mutual fund management program as approved. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code

process of preparing and updating private fund contracts is not prudent and concise, did not comply with the rules, conditions and procedures announced by the Capital Market Supervisory Board. SEC Act S

in the notification as follows : (1) the annual registration statement (Form 56-1) for the year 2019 (2) the annual report (Form 56-2) for the year 2019 (3) Form 56-1 for the year 2020 or the

specified by the Capital Market Supervisory Board as follows : (1) financial statement for the year 2018 (2) the annual registration statement for the year 2018 (Form 56-1) (3) the annual report for the

statement for the year 2018 (2) the annual registration statement for the year 2018 (Form 56-1) (3) the annual report for the year 2018 (Form 56-2) (4) the reviewed financial statements for Q1/2019 (5

;), shall be liable for TSF failure to prepare and submit the financial reports to SEC Office within the period specified in the notification as follows : (1) the annual registration statement (Form 56-1

Phillip Asset Management Company Limited Phillip Asset Management Company Limited had duties to prepare and submit the Daily Subscription and Redemption Report of Mutual Fund (“Form A-2”) to the SEC

accurate tender offer report (Form 247-4) of SSNL’s holding of Sermsuk Public Company Limited (SSC) shares on October 28, 2010. The Form 247-4 did not disclose that Mr. Charoen Sirivadhanabhakdi is the

Asia Capital Group Public Company Limited Asia Capital Group Public Company Limited (“ACAP”) prepared and submitted the inaccurate annual registration statement for the year 2016 (“Form 56-1”), to

Asia Capital Group Public Company Limited Asia Capital Group Public Company Limited (“ACAP”) prepared and submitted the inaccurate annual report for the year 2016 (“Form 56-2”) to the SET and the SEC