professional standards on a continuous basis. Such audit quality control system complies with the Thai standards on quality control issued by the Federation of the Accounting Professions (FAP), or international

our operations comply with health and safety protocols. As for the measures taken to prevent the spread of COVID-19, the Company strictly adheres to and complies with the guideline specified by the

. In the case where the securities company complies with a guideline other than that prescribed by the Office, the Office shall consider that the securities company has complied with this Notification

specified in this Notification principally. Clause 15 A trustee shall ensure that the trust instrument complies with all material aspects of the relevant laws and shall act in accordance with the following

back office work which ensures that the management company complies with laws or the agreement made with its customers or investors. (b) contingency plan for emergency circumstances which may

systematic procedures and methods for each back office work which ensures that the management company complies with laws or the agreement made with its customers or investors. (b) contingency plan for

, unless such derivatives trading is for hedging or for investment of its proprietary account and complies with the rules prescribed herein. Clause 4. The derivatives broker shall trade derivatives contract

derivatives contract for their proprietary account, unless such derivatives trading is for hedging or for investment of its proprietary account and complies with the rules prescribed herein. Clause 4. The

paragraph, the management company shall prepare a written agreement and a memorandum containing facts which lead to why the management company considers that such transaction complies with the rules

transaction complies with the rules stipulated in the first paragraph so as to enable an inspection by the Office. Affiliated transaction of the fund under the first paragraph shall not include the transaction