management of the private fund, using knowledge and competence as a professional. The securities company shall enter into a written agreement with a person or a group of persons who has authorized the

units in order to achieve efficiency in the overall operation of the company. (4) have performance appraisal and personnel development in order to maintain staff’s professional competence to remain fit

the core business operation from formation of vision, objectives and strategies to business risk assessment and day-to-day activities, for example, product design, raw material procurement, production

notify the incidents to the regulatory agencies in time, the intermediaries shall design a plan for communication with relevent persons either inside or outside companies in accordance with possible

ผลิตภัณฑ์ (product design) ของบริษัทคล่องตัวมากที่สุด จึงเห็นควรกำหนดเป็น guideline กว้าง ๆ แต่เข้าใจตรงกันให้แต่ละบริษัทนำไปเลือกปฏิบัติตามที่เห็นสมควร แต่ถ้าธุรกิจเห็นว่าควรมีมาตรฐาน ก็อาจนำมากำหนดร่วมกันใน

-process CSR incorporated into the core business operation from formation of vision, objectives and strategies to business risk assessment and day-to-day activities, e.g., product design, raw material

Investment Strategy of Program Trading ______________________ Clause 41/3 In this Division: “ portfolio advisory ” means securities analysis and investment consultation to design a portfolio advisory for a

unauthorized physical access. Additional Guidelines 1. The intermediary should design the secure areas by considering physical protection against natural and man-made disasters. Perimeters of building or site