concerning Rules on Rendering a Waiver of Appointing Independence Director of Securities Company or the Notification of the Office of Securities and Exchange Commission concerning Rules on Rendering a Waiver
notification determining types or details of such a mutual fund for which the management company may apply for approval for establishment, or types and the nature of investors who will become a counterparty to
provider as follows: Clause 1. The Notification of the Office of the Securities and Exchange Commission No. OrThor. 7/2546 Re: Guidelines and Conditions for Securities Company Relating to the Using of Back
Executives of Securities Companies (No.2) dated 23 November 2000. Clause 2. In this Notification: (1) “Securities company” means any company licensed to undertake securities business; (2) “Executive” means
the notification of the SEC; or (4) newly established company for the purpose of applying for Type B securities business license (ข). Clause 6 The applicant for Type C securities business license (ค
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