the criteria prescribed by the Securities and Exchange Commission. SEC Act S.97 Settlement Committee Meeting No. 5/2025 Settlement Committee Order No. 92/2025 Dated 26/06/2025

with the notification of the Securities and Exchange Commission. DAB Act S.30 Settlement Committee Meeting No. 4/2026 Settlement Committee Order No. 9/2026 Dated 03/04/2026

structure, operating systems, and personnel for conducting business in accordance with the rules, procedures, and conditions prescribed by the Securities and Exchange Commission. DAB Act S.30 Settlement

the Securities and Exchange Commission. However, Kannithi Aviation Company Limited reported the 10 results of the sale report to the SEC Office later than the period specified by the notification of the

of the Notification of the Securities and Exchange Commission. (3) failed to submitting an accurate and truthful report of the net capital to the office of Securities and Exchange Commission. (4

Mr. Kris Narongdej Mr. Kris Narongdej failed to comply with rules specified by Securities and Exchange Commission on January 21, 2014, Mr. Kris Narongdej acquired shares of NOBLE shares held by

period specified in the notification of Securities and Exchange Commission. Later he submitted such reports (Form 246-2) to the SEC Office on 17 April 2018. SEC Act S.246 Settlement Committee Meeting No

and Exchange Commission, resulted from the instruction or the failure to give instruction which is a duty required to be performed. DAB Act S.94 Settlement Committee Meeting No. 2/2024 Settlement

SIRATARN Company Limited SIRATARN Company Limited (“SIRATARN”) failed to comply with rules specified by Securities and Exchange Commission on October 21, 2021, SIRATARN acquired shares of Boutique

Mrs. Sirina Pavarolarvidya Mrs. Sirina Pavarolarvidya failed to comply with rules specified by Securities and Exchange Commission on March 26, 2018, Mrs. Sirina Pavarolarvidya acquired shares of