business ; (b) financial institution established under a specific law; (c) any financial institution other than those specified in sub clauses (a) and (b), which is a financial institution under the law on

institution established under a specific law; (c) any financial institution other than those specified in sub clauses (a) and (b), which is a financial institution under the law on loan interests of financial

approved by the SEC office on conditions, rules and procedures specified by the Office; (6) a juristic person other than those persons under sub clauses (1), (2), (3),(4) or (5) which has at least 5-year

specified under those clauses for an intermediary ; (2) in case of the personnel under Clause 8(1) (2) and (4), the approval shall last for 2 calendar years, in which case the first application for approval

those clauses for an intermediary ; (2) in case of the personnel under Clause 8(1) (2) and (4), the approval shall last for 2 calendar years, in which case the first application for approval shall take

: Clause 1 This Notification shall come into force as from 1 January 2015, except the following clauses: (1) Clause 12(4), which relates to arrangement of agreement between clients and derivatives advisors

constituting conflicts of interest, especially the actions as prescribed in Clause 16 unless it is an action allowed by [other clauses of] this Notification; 2. receiving a gift or other benefits from the client

regulations: Clause 1 This Notification shall come into force as from 1 January 2015, except the following Clauses: (1) Clause 12(4), which is related to arrangement of agreement between clients and derivatives

following issues: 1. prohibited action possibly constituting conflicts of interest, especially the actions as prescribed in Clause 16 unless it is an action allowed by [other clauses of] this Notification; 2