. Subsequently, on 9 October to 1 November 2017, Mr. Chuan using Mrs. Chen Yu-Chen and his uncle’s securities trading account to purchased TU shares prior to the disclosure of such inside information to the public

Mr. Chan Thienkanjanawong Mr. Chan Thienkanjanawong (“Mr. Chan”) inaccurately reported to the SEC Office the acquisition of Big Camera Corporation Public Company Limited (“BIG”) on June 9, 2014. On

Mr. Chan Hon Kit Mr. Chan Hon Kit, knew or possessed inside information about Thai Union Group Public Company Limited (TU)’s Q3/2017 performance. Subsequently, on 16 October to 3 November 2017, he

Mr. Chan Tin Shu Mr. Chan Tin Shu knew or possessed inside information about Thai Union Group Public Company Limited (TU)’s Q3/2017 performance, disclosed by Mr. Chan Hon Kit. Subsequently, on 9

Mr. Chan Hon Hung Mr. Chan Hon Hung, knew or possessed inside information about TU’s Q3/2017 performance, disclosed by Mr. Chuan Tangchansiri. Subsequently, on 1 November 2017, he purchased TU shares

Mrs. Choy Yuen Chu Mrs. Choy Yuen Chu knew or possessed inside information about TU’s Q3/2017 performance, disclosed by Mr. Chan Hon Kit. Subsequently, on 9 October to 3 November 2017, she purchased

Mrs. Hui Pui Wah Mrs. Hui Pui Wah knew or possessed inside information about Thai Union Group Public Company Limited (TU)’s Q3/2017 performance, disclosed by Mr. Chan Hon Hung. Subsequently, on 1 to

Mr. Chen Xiaoxiang Mr. Chen Xiaoxiang colluded with other alleged offenders in operating securities businesses of investment advisory without obtaining license from the SEC, in violation of the

Mrs. Chen Yu-Chen During 9 October to 1 November 2017, Mrs. Chen Yu-Chen aided or abetted Mr. Chuan Tangchansiri, who knew or possessed the inside information about Thai Union Group Public Company