: Holidays of Securities Companies and Derivatives Business Operators for the year 2020 dated 7 August 2019, to be in accordance with the resolution of the Cabinet by cancelling the holidays of securities

, transaction confirmation slip, receipt and clients’ asset statement. In case of cancelling any such form, a cancellation stamp on the form should be clearly visible; (4) prohibiting staff, clients or any

the SEC Office no less than thirty days before terminating the services or before the expiration date in accordance with the procedures and methods specified in the Licensing Manual for the Public. (2

the SEC Office no less than thirty days before terminating the services or before the expiration date in accordance with the procedures and methods specified in the Licensing Manual for the Public; (2

less than thirty days before terminating the operation or before the expiration date in accordance with the procedures and methods specified in the Licensing Manual for the Public; (2) revocation of

with rules specified by the SEC Office. Clause 5 A derivatives broker shall not engage in any act which results in creating, altering, transferring, reserving or terminating a client’s right over assets

company shall not engage in any act which result in creating, altering, transferring, reserving or terminating the right in assets of any client, without or not comply with instruction or consent from the

date when such fact appeared to the SEC Office, the SEC Office [i] may not consider such case as a ground for rejecting an approval, suspending or revoking an approval or removing from the position, or

for rejecting an approval, suspending or revoking an approval or removing from the position, or [ii] may disclose such inappropriate demeanor for the replacement of issuing order or removal thereof

service provider, retrieve for viewing or examine relevant evidentiary documentation; (3) causes, conditions and procedures for terminating the contract or suspending performance [under such contract]; (4