Interactive Brokers : Unlicensed securities and derivatives business (Disclosure Date : 15/12/2025)
Lion Brokers หรือ Lion Brokers Limited : Unlicensed securities and derivatives business (Disclosure Date : 15/12/2025)
TIGER BROKERS SINGAPORE : Unlicensed securities and derivatives business (Disclosure Date : 31/03/2022)
://www.sec.or.th/TH/Documents/AboutUs/KeyPerformance-2566.pdf English (United States) SECPeople /derivatives intermediaries , e.g., brokers, dealers and asset management companies, and the SEC approved entities, e.g
Notification Requirements (section 109) OTC Securities Brokers (section 113) Conduct Regulation of Securities Broker-Dealers (section 113) Revocation of License (section 147) Service Outsourcing Guide for