Providing Compliance Unit of an Intermediary
Determination of Undertaking not Deemed as a Derivatives Dealer
Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order
Repeal of the Notifications related to Operation of Securities Business and Derivatives Business by Securities Company and Derivatives Intermediary
Registration of Derivatives Business Operator in the Category of Derivatives Broker and Derivatives Dealer (No. 2)
Registration of Derivatives Business Operator in the Category of Derivatives Broker and Derivatives Dealer
Rules for Undertaking Derivatives Business for Registered Derivatives Broker and Dealer (No. 2)
Registration of Derivatives Business Operator In the Category of Derivatives Broker and Derivatives Dealer
Rules on Appointment of a Third Party as a Service Provider on Behalf of an Intermediary or as a Marketing Agent of a Derivatives Fund Manager