judgment of the Court of First Instance on November 24, 2006 that dismissed the case and sentenced the accused to12 year imprisonment for breaching of Section 56 and Section 312 of Securities and Exchange

Court of First Instance on November 24, 2006 that dismissed the case and sentenced the accused to12 year imprisonment for breaching of Section 56 and Section 312 of Securities and Exchange Act of 1992

T.N.N. (Thailand) Co., Ltd. T.N.N. (Thailand) Co., Ltd. conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section 16

A.L.T.I. Co., Ltd. A.L.T.I. Co., Ltd. conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of the Derivatives

Mr. Sakda Pannitamai Mr. Sakda Pannitamai (nicknamed Kwan/Sa/Pat) conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating

Mr. Chukiat Pannitamai Mr. Chukiat Pannitamai (nicknamed Tong/Cat) conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating

Miss Vorarat Chanokul Miss Vorarat Chanokul (nicknamed Rat/Rin/Add) conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating

Miss Tassanee Somthong Miss Tassanee Somthong (nicknamed Gie/Imm) conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating

granted violating Section 16 of theDerivatives Act B.E.2546 (2003). The public prosecutor issued a non-prosecution order. The case was deemed final. DV Act S.16 Criminal Complaint Filed with an Inquiry

Miss Janejira Gannsandee Miss Janejira Gannsandee conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of the